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David Thompson
Investment Adviser
I consider your needs as a whole, and aim to provide comprehensive advice based on informed analysis, prudent judgement and diligent effort.
Prior to returning to the Gold Coast, David spent over ten years in institutional sales and trading roles in Sydney for a number of well respected firms including CIMB, Royal Bank of Scotland, Merrill Lynch and Citigroup.
Investment Style
David focuses on long-term portfolio management, but actively seeks to exploit short-term opportunities in equities, derivatives and other asset classes. His investment philosophy is focused on using a range of financial and non-financial parameters to identify undervalued companies, with the objective of achieving substantial growth. Similarly, David seeks to identify other companies which have become overpriced and thereby present shorting opportunities.
Services and Specialties
Fixed Interest and Cash Management
Options
Portfolio Administration
Stockbroking
Superannuation Advice
Warrants
Margin Lending and Gearing Strategies
Qualifications and Professional Affiliations
Securities and Managed Investments
Graduate Diploma in Applied Finance and Investment
Bachelor of Business (Accounting)
CFA Level 1
Associations
Member of Stockbrokers and Investment Advisers Association (MeSIAA)
Competencies
Generic
Securities
ASIC Financial Advisers Register
Derivatives Level 2
Derivatives Level 3
Direct International Equities Trading Adviser
Derivatives Level 1
Superannuation
Tax (financial) Adviser
Margin Lending
FASEA Financial Adviser Exam
Managed Investments
I am employed by Rawene Pty Ltd which operates the business of Morgans Financial Limited - Gold Coast. My employer remunerates me by way of percentage of fees. As a shareholder of Rawene Pty Ltd, I may be entitled to a share of profits.
