Diana Lock

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CFP® MSAFAA

Authorised Representative: 000268327

Private Client Adviser

"Creating, preserving and utilising wealth through effective financial management is my core objective and should be your minimum expectation."

Diana commenced her career in financial services in 1982 and has extensive experience in banking, stockbroking and financial planning.

Services and specialities

  • Stockbroking
  • Portfolio Administration
  • Wealth Management
  • Superannuation Advice
  • Retirement and Estate Planning
  • Personal Insurance

Investment Style

As an investment adviser Diana works one-on-one with her clients to construct long-term wealth creation strategies as well as portfolio management, pre-retirement planning and retirement planning. Diana creates tailored investment portfolios based on each client’s individual risk profile investment needs and goals.

Industry Education & Experience

Qualifications
  • Diploma of Financial Planning, Deakin University , 2000
  • CERTIFIED FINANCIAL PLANNER®, FPA,
Professional Associations
  • Master Member of Stockbrokers And Financial Advisers Association (MSAFAA)
  • Tax (Financial) Adviser
  • Townsville Business Womens Network
Approved Competencies
  • Securities
  • Superannuation
  • Managed Investments
  • Financial Planning
  • Margin Lending
  • Life Insurance
  • Generic
I am employed by Compass Financial Services Pty Ltd which operates the business of Morgans Financial Limited - Townsville. My employer remunerates me as your adviser by way of salary. As a shareholder of Compass Financial Services Pty Ltd, I may be entitled to a share of profits.