James Smith

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Authorised Representative: 000259247

Private Client Adviser

"I provide objective advice based on informed analysis, prudent judgement and diligent effort."

James embarked upon his career in financial services industry in 1994. Since then he has accumulated extensive experience as a private client adviser and is well versed to be able assist his clients.

Services and specialities

  • Fixed Interest and Cash Management
  • Options and Warrants
  • Portfolio Administration
  • Self Managed Super Funds
  • Stockbroking
  • Wealth Management

Investment Style

James’ investment style is based around developing strong, long term relationships with his clients. He advises on both long term portfolio strategies and short term trading opportunities. While James favours solid, well performing stocks, he is not afraid to look for hidden opportunities. James also has a particular interst in providing equity advice to self managed superannuation funds.

Industry Education & Experience

Qualifications
  • Certificate in Financial Markets, Securities Institute Australia, 1996
Professional Associations
  • Member of Stockbrokers and Financial Advisers Association (MeSAFAA)
Approved Competencies
  • Derivatives Level 1
  • Generic
  • Managed Investments
  • Securities
I am employed by Rawene Pty Ltd which operates the business of Morgans Financial Limited - Gold Coast. My employer remunerates me as your adviser by way of percentage of fees.